SEC FORM 5 SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response: 1.0
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Form 3 Holdings Reported.
X
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
Lindenbaum Nathan

(Last) (First) (Middle)
C/O MGS PARTNERS, LLC
ONE UNIVERSITY PLAZA, SUITE 407

(Street)
HACKENSACK NJ 07601

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BRIDGE BANCORP INC [ BDGE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2016
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common shares par value $0.01 per share ("Common Stock") 3,889 D(1)
Common Stock 81,000 I See Footnotes(1)(2)
Common Stock 97,202 I See Footnotes(1)(3)
Common Stock 87,327 I See Footnotes(1)(4)
Common Stock 12/02/2016 S4 2,911 D $34 17,629 I See Footnotes(1)(5)(10)
Common Stock 12/07/2016 S4 2,786 D $35.6 14,843 I See Footnotes(1)(5)(11)
Common Stock 12/19/2016 S4 2,632 D $38.18 12,211 I See Footnotes(1)(5)(12)
Common Stock 60,834 I See Footnotes(1)(6)
Common Stock 12/18/2015 G4 50,197 D $0.00 0 I See Footnotes(1)(7)
Common Stock 50,197 I See Footnotes(1)(8)
Common Stock 12/02/2016 P4 2,911 A $34 2,911 D(1)(9)(10)
Common Stock 12/07/2016 P4 2,786 A $35.6 5,697 D(1)(9)(11)
Common Stock 12/19/2016 P4 2,632 A $38.18 8,329 D(1)(9)(12)
Common Stock 12/05/2016 G 2,911 D $0.00 0 D(1)(9)
Common Stock 12/09/2016 G 2,786 D $0.00 0 D(1)(9)
Common Stock 12/21/2016 G 2,632 D $0.00 0 D(1)(9)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Lindenbaum Nathan

(Last) (First) (Middle)
C/O MGS PARTNERS, LLC
ONE UNIVERSITY PLAZA, SUITE 407

(Street)
HACKENSACK NJ 07601

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Lindenbaum Shari

(Last) (First) (Middle)
C/O MGS PARTNERS, LLC
ONE UNIVERSITY PLAZA, SUITE 407

(Street)
HACKENSACK NJ 07601

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Shari A Lindenbaum 2014 Trust

(Last) (First) (Middle)
C/O MGS PARTNERS, LLC
ONE UNIVERSITY PLAZA, SUITE 407

(Street)
HACKENSACK NJ 07601

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Nathan J Lindenbaum 1995 Children Trust

(Last) (First) (Middle)
C/O MGS PARTNERS, LLC
ONE UNIVERSITY PLAZA, SUITE 407

(Street)
HACKENSACK NJ 07601

(City) (State) (Zip)
Explanation of Responses:
1. This Form 5 is filed on behalf of Nathan Lindenbaum, Shari A. Lindenbaum, Shari 2014 and Nathan 1995 (the "Reporting Persons"). Nathan Lindenbaum directly holds Common Stock and is trustee of Abigail 2012, Victoria and Ben 2012 and Shari 2014 and is the managing member of MGS and may be deemed to have a pecuniary interest in the Common Stock held directly by such entities. Shari A. Lindenbaum is the manager of Naftali Asher and trustee of Nathan 2015 and may be deemed to have a pecuniary interest in the Common Stock held by such entities. Nathan Lindenbaum and Shari A. Lindenbaum are husband and wife, and each may be deemed to have a pecuniary interest in the Common Stock held directly by the other.
2. Common Stock held directly by MGS Partners, LLC ("MGS").
3. Common Stock held directly by Abigail Tambor 2012 Children's Trust ("Abigail 2012").
4. Common Stock held directly by Victoria and Benjamin Feder 2012 Children's Trust ("Victoria and Ben 2012").
5. Common Stock held directly by Shari A. Lindenbaum 2014 Trust ("Shari 2014").
6. Common Stock held directly by Naftali Asher Investments, LLC ("Naftali Asher").
7. On December 18, 2015, J. Lindenbaum 1995 Children's Trust ("Nathan 1995") gifted all shares of Common Stock held by it to Nathan J. Lindenbaum 2015 Trust ("Nathan 2015").
8. Common Stock held directly by Nathan 2015.
9. Common Stock held directly by Shari A. Lindenbaum.
10. In accordance with the trust agreement of Shari 2014, Shari A. Lindenbaum substituted cash for shares of Common Stock at a price of $34.00 per share.
11. In accordance with the trust agreement of Shari 2014, Shari A. Lindenbaum substituted cash for shares of Common Stock at a price of $35.60 per share.
12. In accordance with the trust agreement of Shari 2014, Shari A. Lindenbaum substituted cash for shares of Common Stock at a price of $38.18 per share.
/s/ Nathan Lindenbaum 02/14/2017
/s/ Shari A. Lindenbaum 02/14/2017
Shari A. Lindenbaum 2014 Trust; By: /s/ Nathan Lindenbaum, Trustee 02/14/2017
Nathan J. Lindenbaum 1995 Children's Trust; By: /s/ Shari A. Lindenbaum, Trustee 02/14/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.