SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Lindenbaum Nathan

(Last) (First) (Middle)
C/O BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE, 10TH FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BRIDGE BANCORP INC [ BDGE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
05/31/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share ("Common Stock") 05/31/2019 P 3,126 A $27.75 7,015 D
Common Stock 12,211 I See footnotes(1)(2)
Common Stock 81,000 I See footnotes(1)(3)
Common Stock 97,202 I See footnotes(1)(4)
Common Stock 9,875 I See footnotes(1)(5)
Common Stock 43,679 I See footnotes(1)(6)
Common Stock 50,197 I See footnotes(1)(7)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. See Exhibit 99.1
2. See Exhibit 99.1
3. See Exhibit 99.1
4. See Exhibit 99.1
5. See Exhibit 99.1
6. See Exhibit 99.1
7. See Exhibit 99.1
Remarks:
Exhibit List: ------------- Exhibit 99.1 - Explanation of Responses
/s/ Nathan Lindenbaum 06/04/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Designated Filer:
Nathan Lindenbaum
Issuer & Ticker Symbol:
Bridge Bancorp, Inc. [BDGE]
Date of Event Requiring Statement:
May 31, 2019


Explanation of Responses:


1.
This Form 4 is filed on behalf of Nathan Lindenbaum (the “Reporting Person”). Nathan Lindenbaum directly holds Common Stock, is the managing member of MGS Partners, LLC (“MGS”) and the trustee of Shari A. Lindenbaum 2014 Trust (“Shari 2014”), Abigail Tambor 2012 GST Trust (“Abigail 2012”) and Victoria & Benjamin Feder 2012 Children’s Trust (“Victoria & Ben 2012”) and may be deemed to have a pecuniary interest in the Common Stock directly held by such entities. Shari A. Lindenbaum is the manager of Naftali Asher Investments LLC (“Naftali Asher”) and trustee of Nathan J. Lindenbaum 2015 Trust (“Nathan 2015”) and may be deemed to have a pecuniary interest in the Common Stock directly held by such entities. Nathan Lindenbaum and Shari A. Lindenbaum are husband and wife, and each may be deemed to have a pecuniary interest in the Common Stock held directly by the other. Nathan Lindenbaum disclaims beneficial ownership of all shares of Common Stock that are beneficially owned by Shari 2014, MGS, Abigail 2012, Victoria & Ben 2012, Naftali Asher and Nathan 2015, except to the extent of any direct or indirect pecuniary interest therein.

2.
Common Stock held directly Shari 2014.

3.
Common Stock held directly by MGS.

4.
Common Stock held directly by Abigail 2012.

5.
Common stock held directly by Victoria & Ben 2012.

6.
Common Stock held directly by Naftali Asher. Total reflects the prior delivery of shares in connection with the settlement of a pre-existing short sale of 13,655 shares.

7.
Common Stock held directly by Nathan 2015.