| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | ||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
BRIDGE BANCORP, INC. [ BDGE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 12/09/2020 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock, par value $0.01 per share ("Common Stock") | 12/09/2020 | S | 3,055 | D | $24.22(2) | 0 | I | See footnotes(1)(3) | ||
| Common Stock | 337,812 | I | See footnotes(1)(4) | |||||||
| Common Stock | 10,890 | D | ||||||||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Explanation of Responses: |
| 1. See Exhibit 99.1 |
| 2. See Exhibit 99.1 |
| 3. See Exhibit 99.1 |
| 4. See Exhibit 99.1 |
| Remarks: |
| Notes are included on Exhibit 99.1 hereto. Exhibit List: Exhibit 99.1 - Explanation of Responses |
| /s/ Nathan Lindenbaum | 12/14/2020 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
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Designated Filer:
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Nathan Lindenbaum
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Issuer & Ticker Symbol:
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Bridge Bancorp, Inc. [BDGE]
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Date of Event Requiring Statement:
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December 9, 2020
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Explanation of Responses:
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1.
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This Form 4 is filed on behalf of Nathan Lindenbaum (the “Reporting Person”). Nathan Lindenbaum directly holds Common
Stock, is the managing member of MGS Partners, LLC (“MGS”) and the sole member of Appleman Investments, LLC (“Appleman”) and may be deemed to have a pecuniary interest in the Common Stock directly held by such entities. Shari A.
Lindenbaum is the manager of Naftali Asher Investments LLC (“Naftali Asher”) and may be deemed to have a pecuniary interest in the Common Stock directly held by such entity. Nathan Lindenbaum and Shari A. Lindenbaum are husband and
wife, and each may be deemed to have a pecuniary interest in the Common Stock held directly by the other. Nathan Lindenbaum disclaims beneficial ownership of all shares of Common Stock that are beneficially owned by MGS and Naftali
Asher, except to the extent of any direct or indirect pecuniary interest therein.
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2.
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The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices
ranging from $24.35 to $24.12 per share. The holder undertakes to provide to the issuer, any security holder of the issuer or to the staff of the Securities and Exchange Commission, upon written request, full information regarding the
number of shares sold at each separate price within the range set forth in this footnote.
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3.
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Common Stock held directly by Appleman.
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4.
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Common Stock held directly by MGS.
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